-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NnmkcPwUStoBsBrFjdXWJ1j8p+Rtn3qBr71ZoEYzkJ1XVc1HdEkBskUV0olHNplb Zd8QBlzWRbyw3QnJXvrFdA== 0000950154-99-000077.txt : 19990818 0000950154-99-000077.hdr.sgml : 19990818 ACCESSION NUMBER: 0000950154-99-000077 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990817 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROHM & HAAS CO CENTRAL INDEX KEY: 0000084792 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 231028370 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-10028 FILM NUMBER: 99694388 BUSINESS ADDRESS: STREET 1: 100 INDEPENDENCE MALL WEST CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: 2155923000 MAIL ADDRESS: STREET 1: 100 INDEPENDENCE MALL WEST CITY: PHILADELPHIA STATE: PA ZIP: 19106 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HAAS FAMILY GROUP CENTRAL INDEX KEY: 0001081325 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O JOHN KIDNEY STREET 2: TWO LOGAN SQ 11TH FLOOR 18TH AND ARCH ST CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 2159880653 MAIL ADDRESS: STREET 1: C/O JOHN KIDNEY STREET 2: TWO LOGAN SQ 11TH FLOOR 18TH AND ARCH ST CITY: PHILADELPHIA STATE: PA ZIP: 19103 SC 13D/A 1 HAAS FAMILY TRUST - SCHEDULE 13D/A PAGE 1 OF 18 PAGES Securities and Exchange Commission Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 Rohm and Haas Company --------------------- (Name of Issuer) Common Stock ------------------------------ (Title of Class of Securities) 775371-10-7 -------------- (CUSIP Number) Justin P. Klein Ballard Spahr Andrews & Ingersoll, LLP 1735 Market Street, 51st Floor Philadelphia, PA 19103 (215) 665-8500 -------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 21, 1999 ------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. / / The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that Section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NUMBER: 775371-10-7 PAGE 2 OF 18 PAGES - ------------------------------------------------------------------------------ 1) Names of Reporting Persons; I.R.S. Identification Nos. (entities only) Otto Haas Income Trust dated December 20, 1945 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) _____ (b) _____ - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds (See Instructions) N/A - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization Pennsylvania - ------------------------------------------------------------------------------ 7) Sole Voting Power 2,301,048 Number of ------------------------------------------------------------ Shares 8) Shared Voting Power 0 Beneficially Owned by ------------------------------------------------------------ Each Reporting 9) Sole Dispositive Power 2,301,048 Person With ------------------------------------------------------------ 10) Shared Dispositive Power 0 - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,301,048 - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) / / Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row (11) 1.08% - ------------------------------------------------------------------------------ 14) Type of Reporting Persons (See Instructions) OO - ------------------------------------------------------------------------------ CUSIP NUMBER: 775371-10-7 PAGE 3 OF 18 PAGES - ------------------------------------------------------------------------------ 1) Names of Reporting Persons; I.R.S. Identification Nos. (entities only) Otto Haas Income Trust dated December 21, 1945 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) _____ (b) _____ - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds (See Instructions) N/A - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization Pennsylvania - ------------------------------------------------------------------------------ 7) Sole Voting Power 27,083,736 Number of ------------------------------------------------------------ Shares 8) Shared Voting Power 0 Beneficially Owned by ------------------------------------------------------------ Each Reporting 9) Sole Dispositive Power 27,083,736 Person With ------------------------------------------------------------ 10) Shared Dispositive Power 0 - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person 27,083,736 - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) / / Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row (11) 12.66% - ------------------------------------------------------------------------------ 14) Type of Reporting Persons (See Instructions) OO - ------------------------------------------------------------------------------ CUSIP NUMBER: 775371-10-7 PAGE 4 OF 18 PAGES - ------------------------------------------------------------------------------ 1) Names of Reporting Persons; I.R.S. Identification Nos. (entities only) Otto Haas Charitable Trust dated August 3, 1955 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) _____ (b) _____ - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds (See Instructions) N/A - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization Pennsylvania - ------------------------------------------------------------------------------ 7) Sole Voting Power 5,819,580 Number of ------------------------------------------------------------ Shares 8) Shared Voting Power 0 Beneficially Owned by ------------------------------------------------------------ Each Reporting 9) Sole Dispositive Power 5,819,580 Person With ------------------------------------------------------------ 10) Shared Dispositive Power 0 - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person 5,819,580 - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) / / Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row (11) 2.72% - ------------------------------------------------------------------------------ 14) Type of Reporting Persons (See Instructions) OO - ------------------------------------------------------------------------------ CUSIP NUMBER: 775371-10-7 PAGE 5 OF 18 PAGES - ------------------------------------------------------------------------------ 1) Names of Reporting Persons; I.R.S. Identification Nos. (entities only) Otto Haas Charitable Trust dated September 28, 1956 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) _____ (b) _____ - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds (See Instructions) N/A - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization Pennsylvania - ------------------------------------------------------------------------------ 7) Sole Voting Power 21,670,560 Number of ------------------------------------------------------------ Shares 8) Shared Voting Power 0 Beneficially Owned by ------------------------------------------------------------ Each Reporting 9) Sole Dispositive Power 21,670,560 Person With ------------------------------------------------------------ 10) Shared Dispositive Power 0 - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person 21,670,560 - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) / / Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row (11) 10.13% - ------------------------------------------------------------------------------ 14) Type of Reporting Persons (See Instructions) OO - ------------------------------------------------------------------------------ CUSIP NUMBER: 775371-10-7 PAGE 6 OF 18 PAGES - ------------------------------------------------------------------------------ 1) Names of Reporting Persons; I.R.S. Identification Nos. (entities only) Phoebe W. Haas Charitable Trust (A) dated August 24, 1961 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) _____ (b) _____ - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds (See Instructions) N/A - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization Pennsylvania - ------------------------------------------------------------------------------ 7) Sole Voting Power 3,484,152 Number of ------------------------------------------------------------ Shares 8) Shared Voting Power 0 Beneficially Owned by ------------------------------------------------------------ Each Reporting 9) Sole Dispositive Power 3,484,152 Person With ------------------------------------------------------------ 10) Shared Dispositive Power 0 - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,484,152 - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) / / Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row (11) 1.63% - ------------------------------------------------------------------------------ 14) Type of Reporting Persons (See Instructions) OO - ------------------------------------------------------------------------------ CUSIP NUMBER: 775371-10-7 PAGE 7 OF 18 PAGES - ------------------------------------------------------------------------------ 1) Names of Reporting Persons; I.R.S. Identification Nos. (entities only) Phoebe W. Haas Charitable Trust (B) dated August 24, 1961 - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) _____ (b) _____ - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds (See Instructions) N/A - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization Pennsylvania - ------------------------------------------------------------------------------ 7) Sole Voting Power 3,484,152 Number of ------------------------------------------------------------ Shares 8) Shared Voting Power 0 Beneficially Owned by ------------------------------------------------------------ Each Reporting 9) Sole Dispositive Power 3,484,152 Person With ------------------------------------------------------------ 10) Shared Dispositive Power 0 - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,484,152 - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) / / Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row (11) 1.63% - ------------------------------------------------------------------------------ 14) Type of Reporting Persons (See Instructions) OO - ------------------------------------------------------------------------------ CUSIP NUMBER: 775371-10-7 PAGE 8 OF 18 PAGES - ------------------------------------------------------------------------------ 1) Names of Reporting Persons; I.R.S. Identification Nos. (entities only) John C. Haas - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) _____ (b) _____ - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds (See Instructions) N/A - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------ 7) Sole Voting Power 373,755 Number of ------------------------------------------------------------ Shares 8) Shared Voting Power 60,359,076(1)(2) Beneficially Owned by ------------------------------------------------------------ Each Reporting 9) Sole Dispositive Power 373,755 Person With ------------------------------------------------------------ 10) Shared Dispositive Power 60,359,076(1)(2) - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person 60,732,831(1)(2) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) / X /(2) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row (11) 28.40% - ------------------------------------------------------------------------------ 14) Type of Reporting Persons (See Instructions) IN - ------------------------------------------------------------------------------ (1) Includes 2,301,048 shares as a trustee of Otto Haas Income Trust dated December 20, 1945; and 27,083,736 shares as a trustee of Otto Haas Income Trust dated December 21, 1945 (2) Mr. Haas disclaims beneficial ownership with respect to 5,819,580 shares as a trustee of Otto Haas Charitable Trust dated August 3, 1955; 21,670,560 shares as a trustee of Otto Haas Charitable Trust dated September 28, 1956; and 3,484,152 as a trustee of Phoebe W. Haas Charitable Trust (B) dated August 24, 1961. CUSIP NUMBER: 775371-10-7 PAGE 9 OF 18 PAGES - ------------------------------------------------------------------------------ 1) Names of Reporting Persons; I.R.S. Identification Nos. (entities only) John O. Haas - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) _____ (b) _____ - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds (See Instructions) N/A - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------ 7) Sole Voting Power 282,192 Number of ------------------------------------------------------------ Shares 8) Shared Voting Power 60,453,762(1) Beneficially Owned by ------------------------------------------------------------ Each Reporting 9) Sole Dispositive Power 282,192 Person With ------------------------------------------------------------ 10) Shared Dispositive Power 60,453,762(1) - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person 60,735,954 - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) / / Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row (11) 28.40% - ------------------------------------------------------------------------------ 14) Type of Reporting Persons (See Instructions) IN - ------------------------------------------------------------------------------ (1) Includes 94,686 shares held jointly with spouse; 2,301,048 shares as a trustee of Otto Haas Income Trust dated December 20, 1945; 27,083,736 shares as a trustee of Otto Haas Income Trust dated December 21, 1945; 5,819,580 shares as a trustee of Otto Haas Charitable Trust dated August 3, 1955; 21,670,560 shares as a trustee of Otto Haas Charitable Trust dated September 28, 1956; and 3,484,152 as a trustee of Phoebe W. Haas Charitable Trust (A) dated August 24, 1961. CUSIP NUMBER: 775371-10-7 PAGE 10 OF 18 PAGES - ------------------------------------------------------------------------------ 1) Names of Reporting Persons; I.R.S. Identification Nos. (entities only) William D. Haas - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) _____ (b) _____ - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds (See Instructions) N/A - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------ 7) Sole Voting Power 131,598 Number of ------------------------------------------------------------ Shares 8) Shared Voting Power 60,545,838(1) Beneficially Owned by ------------------------------------------------------------ Each Reporting 9) Sole Dispositive Power 131,598 Person With ------------------------------------------------------------ 10) Shared Dispositive Power 60,545,838(1) - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person 60,677,436 - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) / / Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row (11) 28.37% - ------------------------------------------------------------------------------ 14) Type of Reporting Persons (See Instructions) IN - ------------------------------------------------------------------------------ (1) Includes 186,762 shares held jointly with spouse; 2,301,048 shares as a trustee of Otto Haas Income Trust dated December 20, 1945; 27,083,736 shares as a trustee of Otto Haas Income Trust dated December 21, 1945; 5,819,580 shares as a trustee of Otto Haas Charitable Trust dated August 3, 1955; 21,670,560 shares as a trustee of Otto Haas Charitable Trust dated September 28, 1956; and 3,484,152 as a trustee of Phoebe W. Haas Charitable Trust (A) dated August 24, 1961. CUSIP NUMBER: 775371-10-7 PAGE 11 OF 18 PAGES - ------------------------------------------------------------------------------ 1) Names of Reporting Persons; I.R.S. Identification Nos. (entities only) Thomas W. Haas - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) _____ (b) _____ - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds (See Instructions) N/A - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------ 7) Sole Voting Power 55,923 Number of ------------------------------------------------------------ Shares 8) Shared Voting Power 60,898,266(1) Beneficially Owned by ------------------------------------------------------------ Each Reporting 9) Sole Dispositive Power 55,923 Person With ------------------------------------------------------------ 10) Shared Dispositive Power 60,898,266(1) - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person 60,954,189 - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) / / Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row (11) 28.50% - ------------------------------------------------------------------------------ 14) Type of Reporting Persons (See Instructions) IN - ------------------------------------------------------------------------------ (1) Includes 488,781 shares held jointly with spouse; 50,409 shares held by spouse; 2,301,048 shares as a trustee of Otto Haas Income Trust dated December 20, 1945; 27,083,736 shares as a trustee of Otto Haas Income Trust dated December 21, 1945; 5,819,580 shares as a trustee of Otto Haas Charitable Trust dated August 3, 1955; 21,670,560 shares as a trustee of Otto Haas Charitable Trust dated September 28, 1956; and 3,484,152 as a trustee of Phoebe W. Haas Charitable Trust (A) dated August 24, 1961. CUSIP NUMBER: 775371-10-7 PAGE 12 OF 18 PAGES - ------------------------------------------------------------------------------ 1) Names of Reporting Persons; I.R.S. Identification Nos. (entities only) Carole F. Haas - ------------------------------------------------------------------------------ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) _____ (b) _____ - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds (See Instructions) N/A - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------ 7) Sole Voting Power 30,000 Number of ------------------------------------------------------------ Shares 8) Shared Voting Power 3,484,152(1) Beneficially Owned by ------------------------------------------------------------ Each Reporting 9) Sole Dispositive Power 30,000 Person With ------------------------------------------------------------ 10) Shared Dispositive Power 3,484,152(1) - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,514,152 - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) / / Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------ 13) Percent of Class Represented by Amount in Row (11) 1.64% - ------------------------------------------------------------------------------ 14) Type of Reporting Persons (See Instructions) IN - ------------------------------------------------------------------------------ (1) Shares held as a trustee of Phoebe W. Haas Charitable Trust (A) dated August 24, 1961. CUSIP NUMBER: 775371-10-7 PAGE 13 OF 18 PAGES Item 1. SECURITY AND ISSUER. -------------------- (a) The class of equity securities to which this Statement on Schedule 13D/A relates is Common Stock, par value $1.00 per share ("Common Stock"), of Rohm and Haas Company, a Delaware corporation (the "Company"). (b) The principal executive offices of the Company are located at 100 Independence Mall West, Philadelphia, Pennsylvania 19106. Item 2. IDENTITY AND BACKGROUND. ------------------------ This Schedule 13D/A is filed by the following persons (collectively, the "Filers"): (1) Otto Haas Income Trust dated December 20, 1945, a trust; (2) Otto Haas Income Trust dated December 21, 1945, a trust; (3) Otto Haas Charitable Trust dated August 3, 1955, a trust; (4) Otto Haas Charitable Trust dated September 28, 1956, a trust; (5) Phoebe W. Haas Charitable Trust (A) dated August 24, 1961, a trust; (6) Phoebe W. Haas Charitable Trust (B) dated August 24, 1961, a trust; (7) John C. Haas, an individual; (8) John O. Haas, an individual; (9) William D. Haas, an individual; (10) Thomas W. Haas, an individual; and (11) Carole F. Haas, an individual. The occupation for each Filer who is an individual and the business address for each Filer is as follows: (1) Otto Haas Income Trust dated December 20, 1945, c/o John C. Haas, Trustee, 100 Independence Mall West, Philadelphia, PA 19106; (2) Otto Haas Income Trust dated December 21, 1945, c/o John C. Haas, Trustee, 100 Independence Mall West, Philadelphia, PA 19106; (3) Otto Haas Charitable Trust dated August 3, 1955, c/o John C. Haas, Trustee, 100 Independence Mall West, Philadelphia, PA 19106; (4) Otto Haas Charitable Trust dated September 28, 1956, c/o John C. Haas, Trustee, 100 Independence Mall West, Philadelphia, PA 19106; (5) Phoebe W. Haas Charitable Trust (A) dated August 24, 1961, c/o John O. Haas, Trustee, 425 Lombard Street, Philadelphia, PA 19147; (6) Phoebe W. Haas Charitable Trust (B) dated August 24, 1961, c/o John C. Haas, Trustee, 100 Independence Mall West, Philadelphia, PA 19106; (7) John C. Haas, retired, 100 Independence Mall West, Philadelphia, PA 19106; (8) John O. Haas, librarian, 425 Lombard Street, Philadelphia, PA 19147; (9) William D. Haas, investor, P.O. Box 125, Bear Creek, PA 18602; (10) Thomas W. Haas, investor, 583 Bay Road, Durham, NH 03824; and (11) Carole F. Haas, philanthropist, 1830 Rittenhouse Square, Apt. 16B, Philadelphia, PA 19103. CUSIP NUMBER: 775371-10-7 PAGE 14 OF 18 PAGES During the past five years, none of the Filers has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), nor has any of them been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Each Filer who is an individual is a citizen of the United States. Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. -------------------------------------------------- The Schedule 13D to which this Schedule 13D/A relates was necessitated by the execution on February 25, 1999 of the Rohm and Haas Company Shareholder Agreement (the "Shareholder Agreement") described in Item 4 and not by the acquisition of additional shares of Rohm and Haas Company Common Stock, par value $1.00 per share ("Common Stock"). Accordingly, this item is inapplicable. Item 4. PURPOSE OF TRANSACTION. ----------------------- The Filers entered into the Shareholder Agreement on February 25, 1999. Pursuant to the Shareholder Agreement, each Filer agreed to vote all shares of Common Stock then beneficially owned in favor of (i) an amendment to the Restated Certificate of Incorporation of the Company to increase the number of authorized shares of Common Stock to 400 million shares and (ii) the issuance of Common Stock in the merger (the "Merger") of Morton Acquisition Corp., an Indiana corporation and a subsidiary of the Company, with Morton International, Inc. ("Morton") in accordance with the Business Corporation Law of the State of Indiana, pursuant to the terms and subject to the conditions set forth in the Agreement and Plan of Merger dated as of January 31, 1999 among Morton, Morton Acquisition Corp. and the Company (the "Merger Agreement"). The Merger was consummated on June 21, 1999 and, in accordance with its terms, the Shareholder Agreement terminated on June 21, 1999 upon consummation of the Merger. With the termination of the Shareholder Agreement, the obligation of the Filers to file as a "group" on Schedule 13D is likewise terminated. Due to the termination of the "group", Otto Haas Income Trust dated December 20, 1945, Otto Haas Charitable Trust dated August 3, 1955, Phoebe W. Haas Charitable Trust (A) dated August 24, 1961, Phoebe W. Haas Charitable Trust (B) dated August 24, 1961 and Carole F. Haas are not currently obligated to file either a Schedule 13D or a Schedule 13G with respect to their respective holdings of Common Stock. Otto Haas Income Trust dated December 21, 1945 and Otto Haas Charitable Trust dated September 28, 1956 will hereafter be filing on Schedule 13G until such time, if any as they are required to do otherwise. John C. Haas, John O. Haas, William D. Haas and Thomas W. Haas will hereafter be filing on Schedule 13D until such time, if any as they may do otherwise. Item 5. INTEREST IN SECURITIES OF THE ISSUER. ------------------------------------- (a)-(b) Items 7, 8, 9, 10, 11 and 13 from pages 2 through 12 of this Schedule 13D/A are incorporated herein by reference. CUSIP NUMBER: 775371-10-7 PAGE 15 OF 18 PAGES Mellon Bank, N.A. also shares the power of voting and disposition with respect to Otto Haas Income Trust dated December 20, 1945 and Otto Haas Income Trust dated December 21, 1945. First Union Bank also shares the power of voting and disposition with respect to Otto Haas Charitable Trust dated August 3, 1955 and Otto Haas Charitable Trust dated September 28, 1956. Chara C. Haas also shares the power of voting and disposition with respect to Phoebe W. Haas Charitable Trust (B) dated August 24, 1961. (c) None. (d) N/A (e) N/A Item 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. ------------------------------------------------------------- Item 4 of this Schedule 13D/A is incorporated herein by reference. William D. Haas has pledged 120,813 shares of Common Stock to First Heritage Bank pursuant to that certain Commercial Pledge and Security Agreement, dated October 29, 1997, among Wyoming Valley Sports Dome, L.P., William D. Haas and First Heritage Bank. William D. Haas and his spouse have pledged 24,762 shares of Common Stock to First Heritage Bank pursuant to that certain Consumer Pledge Agreement, dated March 1, 1996, among William D. Haas and his spouse and First Heritage Bank. Item 7. MATERIAL TO BE FILED AS EXHIBITS -------------------------------- Exhibit 1.1 Rohm and Haas Company Shareholder Agreement among Morton International Inc. and certain shareholders of Rohm and Haas Company listed therein, dated February 25, 1999 (incorporated by reference to the Schedule 13D filed by the Filers on March 5, 1999). CUSIP NUMBER: 775371-10-7 PAGE 16 OF 18 PAGES SIGNATURES ---------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement on Schedule 13D/A is true, complete and correct as of the date hereof. Dated: August 17, 1999 OTTO HAAS INCOME TRUST DATED DECEMBER 20, 1945 By: /s/ John C. Haas -------------------------------------- John C. Haas, Trustee By: /s/ John O. Haas -------------------------------------- John O. Haas, Trustee By: /s/ William D. Haas -------------------------------------- William D. Haas, Trustee By: /s/ Thomas W. Haas -------------------------------------- Thomas W. Haas, Trustee OTTO HAAS INCOME TRUST DATED DECEMBER 21, 1945 By: /s/ John C. Haas -------------------------------------- John C. Haas, Trustee By: /s/ John O. Haas -------------------------------------- John O. Haas, Trustee By: /s/ William D. Haas -------------------------------------- William D. Haas, Trustee By: /s/ Thomas W. Haas -------------------------------------- Thomas W. Haas, Trustee CUSIP NUMBER: 775371-10-7 PAGE 17 OF 18 PAGES OTTO HAAS CHARITABLE TRUST DATED AUGUST 3, 1955 By: /s/ John C. Haas -------------------------------------- John C. Haas, Trustee By: /s/ John O. Haas -------------------------------------- John O. Haas, Trustee By: /s/ William D. Haas -------------------------------------- William D. Haas, Trustee By: /s/ Thomas W. Haas -------------------------------------- Thomas W. Haas, Trustee OTTO HAAS CHARITABLE TRUST DATED SEPTEMBER 28, 1956 By: /s/ John C. Haas -------------------------------------- John C. Haas, Trustee By: /s/ John O. Haas -------------------------------------- John O. Haas, Trustee By: /s/ William D. Haas -------------------------------------- William D. Haas, Trustee By: /s/ Thomas W. Haas -------------------------------------- Thomas W. Haas, Trustee PHOEBE W. HAAS CHARITABLE TRUST (A) DATED AUGUST 24, 1961 By: /s/ Carole F. Haas -------------------------------------- Carole F. Haas, Trustee By: /s/ John O. Haas -------------------------------------- John O. Haas, Trustee By: /s/ William D. Haas -------------------------------------- William D. Haas, Trustee By: /s/ Thomas W. Haas -------------------------------------- Thomas W. Haas, Trustee CUSIP NUMBER: 775371-10-7 PAGE 18 OF 18 PAGES PHOEBE W. HAAS CHARITABLE TRUST (B) DATED AUGUST 24, 1961 By: /s/ John C. Haas -------------------------------------- John C. Haas, Trustee By: /s/ David W. Haas -------------------------------------- David W. Haas, Trustee /s/ John C. Haas -------------------------------------- John C. Haas /s/ John O. Haas -------------------------------------- John O. Haas /s/ William D. Haas -------------------------------------- William D. Haas /s/ Thomas W. Haas -------------------------------------- Thomas W. Haas /s/ Carole F. Haas -------------------------------------- Carole F. Haas -----END PRIVACY-ENHANCED MESSAGE-----